Jiangsu Securities Regulatory Bureau’s 2016 Annual Report on Government Information Disclosure
According to the relevant provisions of the Regulations of People’s Republic of China (PRC) Municipality on the Openness of Government Information (hereinafter referred to as the Regulations), the 2016 annual report of Jiangsu Supervision Bureau of China Securities Regulatory Commission on the disclosure of government information is hereby published. The contents of this report include voluntary disclosure of information, investors’ education and publicity and response to social hotspots, disclosure of information according to application, information disclosure fees and reductions, application for administrative reconsideration and administrative litigation due to information disclosure, existing problems in information disclosure and plans for the next step. The statistical period of the data listed in the report is from January 1, 2016 to December 31, 2016.
One,Active disclosure of information
In 2016, Jiangsu Securities Regulatory Bureau voluntarily disclosed 472 pieces of government information through the Internet, mainly covering the following aspects:
(1)Important regulatory measures and work trends
In the "supervision work" column, 12 work trends of our bureau were published, mainly including the key work progress, important work meetings, important supervision measures, training and education of our bureau.
(2)administrative examination and approval
the year of 2016,IbureauInternet siteA total of administrative licenses were issued.give an official written reply to a subordinate body103 pieces, including 50 pieces of administrative license review schedule; Issue the first issue of the annual inspection announcement on the qualifications of managers of securities companies;issueThe company to be listed is advised to put on record, accept registration and publicity.informationArticle 64, the progress information of the counseling work of the listed company.Phase 3.
(3)Administrative supervision measures and administrative penalties
In 2016, our bureau made a total ofIssued 36 decisions on administrative supervision measures; In the "administrative punishment" column, 2 administrative punishment decisions were issued.
(4) Market statistical information
Published monthly in the "Statistics" column.Securities and futures market information in the jurisdictionIn the 12th issue, the statistical information of Jiangsu area will be published monthly.
(5)Institutional functions and settings
In the "Introduction to the Securities Regulatory Bureau" column, four items of information such as the institutional functions, office settings, main leaders and contact information of our bureau were released, and adjusted in time according to the actual situation.
(VI) Investor protection
In the "Investor Protection" column, a total of 271 pieces of hot information about treasury bonds futures, corporate bonds, non-liquidation, Shanghai-Hong Kong Stock Connect, private equity funds and the latest policy interpretation were released.
Second, the publicity and response
In 2016, our bureau released through news media and thematic publicity activities.And "12386”Platform and other ways, take the initiative to preach policies,Respond to investor demands.
(1)News media release
By braidingPress release, interview with reportersAnd so on,Focusing on promoting securities and futures supervision, protecting investors’ rights and interests, and cracking down on illegal securities and futures business activities,Timely release relevant information, publicize the supervision and law enforcement work of our bureau and the development trends of capital market reform in the jurisdiction..all year aroundTo the Securities TimesXinhua Daily and other media provided many news articles and published them in our bureau through mainstream media.There are more than 20 related reports.Among them,November 2016Our bureau held a forum for news media in its jurisdiction, and invited 18 media representatives from Jiangsu and the province, including newspapers, periodicals, radio and online new media, to participate in the forum, and exchanged views on key tasks such as investor protection, private placement supervision and cracking down on illegal securities activities, and published a number of typical cases of investor protection.,Organically combine news propaganda with frontline supervision.And achieved good results..
(2) Theme publicity
In accordance with the unified deployment of the CSRC, our bureauActively carry out publicity and education on the theme of "correctly understanding private placement and staying away from illegal investment", open publicity columns in media such as Yangzi Evening News, Volkswagen Securities News and Jiangsu Economic News, and continue to publicize relevant knowledge of private placement funds, andmakePrivate equity fund brochure, leaflet, "How can private equity fund publicize like this?"Various investor education products such as investor education video clips.Organize and carry outThe "3.15 Investor Protection Publicity Month" with the theme of "safeguarding the legitimate rights and interests of small and medium-sized investors and promoting the stable and healthy development of the capital market" focused onlaunchFive major theme activities, such as media publicity, health and environmental protection, WeChat selection, "going into listed companies" and "going into investment and education bases", have achieved good social repercussions. In the investor education and publicity throughout the year, successivelyexistThe extranet published 234 articles on investor protection; organizationgive outInvestor educationannounceMore than 60,000 handbooks were distributed and more than 20,000 leaflets were distributed..
Third,Make it public upon applicationinformationsituation
(1) Application status
the year of 2016, our bureautogetherreceivegovernmentinformationmake publicapply for51 applications, an increase of 292% over the same period of last year, including 11 applications in person, 1 application by fax, 22 applications by letter and 17 applications by internet.
(2)Reply situation
Our bureau has responded to 51 applications for government information disclosure received in 2016 within the statutory time limit. Among them, 8 cases agreed to be disclosed, 6 cases agreed to be partially disclosed, 8 cases disagreed to be disclosed, and 29 cases did not have application information.
Fourth,Information disclosure fees and exemptions
In 2016, our bureau did not charge applicants for government information disclosure fees such as retrieval, copying and mailing.
V. Application for administrative reconsideration and administrative litigation due to information disclosure
In 2016, three cases of administrative reconsideration were filed in our bureau due to information disclosure applications, all of which maintained the original specific administrative actions; Six administrative lawsuits were filed because of dissatisfaction with the information reply disclosed according to the application, and at present (as of. . . 3 cases were not held in court, 2 cases were decided to be dismissed, and 1 case was ruled to be dismissed.
VI. Problems in information disclosure and considerations for the next step.
the year of 2016, our bureauOn the premise of increasing the active disclosure of government information, the process and channels of disclosure by application have been further broadened.getA better oneeffect,butThere are also some shortcomings.For example, the form of government information disclosure is relatively simple, it needs to be further combined with responding to social concerns, and the channels for active information disclosure need to be further broadened..
In 2017, our bureau will be based onRelevant regulations on information disclosure, earnestly do a good job in all aspects of government information disclosure, further broaden the scope of information disclosure, further maintain the accuracy and timeliness of information release, further improve all aspects of information disclosure according to applications, and protect the public’s right to know, participate and supervise according to law.